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Financial Conflict of Interest (FCOI) 和 Outside Activities

As relationships between academia 和 private industry continue to grow, it is essential that financial 和 other relationships with external 和 internal entities do not create situations that may seem to be in conflict with the values of free 和 unbiased scientific inquiry.


All UWF employees are required to annually disclose 课外活动大学政策佛罗里达州的法律. This requirement can be met by submitting the UWF 户外活动表格. 此外, certain sponsors of research require an additional disclosure of Significant Financial Interests (SFI) prior to proposal submission annually 和 within 30 days of acquisition or discovery. This requirement is satisfied through the submission of the 财务COI披露动态表 by all investigators for these sponsors.

The Financial Conflict of Interest Form

The terms investigator 和 significant financial interest, as used in the 财务COI披露动态表的定义如下 42 CFR 50.603.

调查员 is defined as the principal investigator, 首席研究员, or any other person responsible for the design, 行为, or reporting of the proposed or funded research or educational activities. For the purpose of determining a Significant Financial Interest, an "investigator" also includes an employee's 配偶/伴侣, 抚养的孩子. 

重大经济利益(SFI) Interest is one or more of the following financial interests of the 调查员 that reasonably appears to be related to the investigator’s institutional responsibilities. 

重大经济利益 is

  • 工资 or any other payments for services not otherwise identified as 工资,
  • 咨询费用,
  • 谢礼,
  • 作者,
  • equity interests, such as stocks 和 stock options,
  • intellectual property rights, such as patents, copyrights, 和 royalties. 

重大经济利益 不是:

  • 工资 or remuneration from the University;
  • 研讨会所得收入, lectures or teaching engagements sponsored by public or nonprofit entities;
  • income derived from service on advisory committees or review panels for public or nonprofit entities;
  • 工资, 版税或其他付款, 当为调查者汇总时 和 a 配偶/伴侣 受抚养的孩子, 没有超过5美元,000 in the twelve months preceding the disclosure 和 are not expected to exceed $5,在接下来的12个月里.
  • 或者是股权, 当为调查者汇总时, 配偶/伴侣, 受抚养的孩子, 不超过5美元,000 和 does not represent more than a five percent ownership interest in any entity is also not considered a SFI.

Significant Financial Interest Disclosures

“调查员s” submitting a grant or contract proposal to the agencies named below must complete the 财务COI披露动态表 before proposal submission annually, 和 within 30 days of discovering or acquiring a new SFI.

  • National Aeronautics 和 Space Administration (NASA)
  • 美国国家科学基金会
  • 公共卫生服务机构
    • Agency for Healthcare Research 和 Quality (AHRQ)
    • Agency for Toxic Substances 和 Disease Registry (ATSDR)
    • 中心 for Disease Control 和 Prevention (CDC)
    • 美国食品和药物管理局
    • Health 资源 和 Services Administration (HRSA)
    • 印第安人保健服务
    • 美国国立卫生研究院
    • Office of the Assistant Secretary for Health (OASH)
    • Office of the Assistant Secretary for Planning 和 Evaluation
    • Office of the Assistant Secretary for Preparedness 和 Response (ASPR)
    • Substance Abuse 和 Mental Health Services Administration (SAMHSA)
    • Administration for Community Living (ACL)
    • 儿童管理 & 家庭(ACF)
    • Office of National Coordinator for Health Information Technology (ONC)
  • Organizations following PHS regulations:
    • 狼疮研究联盟
    • alpha -基础
    • 美国哮喘基金会
    • 美国癌症协会
    • 美国心脏协会
    • 美国肺脏协会
    • 美国密歇根州肺脏协会
    • 关节炎基金会
    • CurePSP
    • 能源部
    • JDRF - Juvenile Diabetes Research Foundation
    • 美国狼疮基金会
    • Patient-Centered Outcomes Research Institute (PCORI)
    • Susan G. 科曼基金会
  • Small Business Innovation Program or Small Business Technology Transfer Program (行为ing research or educational activities pursuant to such a federal grant or contract at the University as an investigator).

Required Conflicts of Interest Training

符合联邦要求, all principal investigators 和 key personnel who apply for, or work on a project funded by a PHS agency or an agency that has adopted the PHS requirements (see list above), 必须在线完成 花旗 Training Course titled, “Conflicts of Interest.”

培训应该在什么时候进行?

  • 在从事研究之前
  • 至少每四年一次
  • immediately upon institutional FCOI change in a manner that affects investigator requirements
  • when an investigator is new to the institution
  • when an investigator is found noncompliant with the institution’s FCOI policy or management plan. 

注册花旗培训